The Power of Courts to Award Costs Against a Lawyer Personally in a Criminal Proceeding
It is well-settled in Ontario that
in a civil proceeding costs may be awarded against a lawyer personally by
virtue of Rule 57.07 of the Rules of
Civil Procedure.
Indeed, this week in Nassab v. ErinoakKids, 2017 ONSC 2740,
the Ontario Superior Court of Justice (Divisional Court) ordered the lawyer for
an unsuccessful judicial review applicant to pay the respondent’s costs, fixed at
$50,000. The applicant's lawyer had,
among other things, advanced wholly meritless positions and made serious
allegations of impropriety on the part of the respondent with no factual or
legal basis for doing so.
And it was this week also that the Supreme Court
of Canada considered costs awards against lawyers in a different context: a court's ability at common law to make
a costs order against a lawyer in a criminal proceeding.
See Quebec (Criminal and Penal Prosecutions) v.
Jodoin, 2017 SCC 26 (CanLII).
The Power of the Courts
The courts have the power to
maintain respect for their authority. This includes the power to manage and
control the proceedings conducted before them.
R. v. Anderson, 2014 SCC 41 (CanLII), [2014] 2 S.C.R. 167, at
para. 58.
A court therefore has an inherent
power to control abuse in this regard (Young v. Young, 1993 CanLII 34 (SCC), [1993]
4 S.C.R. 3, at p. 136) and to
prevent the use of procedure “in a way that would be manifestly unfair to a
party to the litigation before it or would in some other way bring the
administration of justice into disrepute”:
Canam
Enterprises Inc. v. Coles (2000), 2000 CanLII
8514 (ON CA), 51 O.R. (3d) 481 (C.A.), at para. 55, per Goudge J.A.,
dissenting, reasons approved in 2002 SCC 63 (CanLII), [2002] 3 S.C.R.
307.
This is a discretion that must,
of course, be exercised in a deferential manner (Anderson, at
para. 59), but it allows a court to “ensure the integrity of the justice
system”
Morel v.
Canada, 2008 FCA 53 (CanLII), [2009] 1 F.C.R.
629, at para. 35.
It is settled law that this power
is possessed both by courts with inherent jurisdiction and by statutory courts.
Anderson,
at para. 58.
It is therefore not reserved to
superior courts but, rather, has its basis in the common law.
Myers v.
Elman, [1940] A.C. 282 (H.L.), at p. 319.
There is an established line of
cases in which courts have recognized that the awarding of costs against
lawyers personally flows from the right and duty of the courts to supervise the
conduct of the lawyers who appear before them and to note, and sometimes
penalize, any conduct of such a nature as to frustrate or interfere with the
administration of justice.
Myers, at
p. 319; Pacific Mobile Corporation v. Hunter Douglas Canada Ltd., 1979 CanLII 201 (SCC), [1979]
1 S.C.R. 842, at p. 845; Cronier,
at p. 448; Pearl v. Gentra Canada Investments Inc., 1998 CanLII 12881 (QC CA), [1998]
R.L. 581 (Que. CA), at p. 587.
As officers of the court, lawyers
have a duty to respect the court’s authority. If they fail to act in a manner
consistent with their status, the court may be required to deal with them by
punishing their misconduct.
This power of the courts to award
costs against a lawyer personally is not limited to civil proceedings, but can
also be exercised in criminal cases (Cronier). This means that it may
sometimes be exercised against defence lawyers in criminal proceedings,
although such situations are rare:
R. v.
Liberatore, 2010 NSCA 26 (CanLII), 292 N.S.R. (2d)
69; R. v. Smith (1999), 133 Man. R. (2d) 89 (Q.B.),
at para. 43; Canada (Procureur général) v. Bisson, [1995] R.J.Q. 2409 (Sup. Ct.); M. Code, at
p. 122.
When a Costs Award Against the Lawyer is Appropriate
An award of costs against a
lawyer personally can be justified only on an exceptional basis where the
lawyer’s acts have seriously undermined the authority of the courts or
seriously interfered with the administration of justice.
This high threshold is met where a court has
before it an unfounded, frivolous, dilatory or vexatious proceeding that
denotes a serious abuse of the judicial system by the lawyer, or dishonest or
malicious misconduct on his or her part, that is deliberate.
Quebec (Criminal and Penal Prosecutions) v.
Jodoin, 2017 SCC 26 (CanLII), at para. 29.
In Jodoin the lawyer knowingly used judicial resources for a purely
dilatory purpose with the sole objective of obstructing the orderly conduct of
the judicial process in a calculated manner. The Supreme Court of Canada upheld
the lower court’s costs award of $3000.00 against the lawyer personally.
As the
Superior Court in Jodoin rightly cautioned
(2013 QCCS 4661 (CanLII):
“Take a rigorous approach to the criminal law, fight tooth and nail for
your clients, be demanding of the prosecution so that it makes its entire case
competently, but face the music so that, in an overburdened judicial system in
which each person’s time must be used sparingly and efficiently, cases move
forward.”
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